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docs/api-stack/api/api-2pc/src/phases/prepare.md
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docs/api-stack/api/api-2pc/src/phases/prepare.md
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# `phases/prepare`
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## Purpose
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Implements phase 1 of the 2PC protocol for a single participant. The
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coordinator iterates participants and calls this module for each;
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unanimous commit votes trigger phase 2, any abort or prepare failure
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short-circuits to rollback. This module is the only place the
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`PREPARE TRANSACTION '<gid>'` SQL is emitted, so the gid format
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(`phases/gid`) and the SQL emission point stay co-located.
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Phase 1 is the latency-sensitive half of 2PC: every participant holds
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row-level locks for the duration. The module records
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`2pc.prepare_duration_ms` so operators can spot creeping lock holds
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before they cause throughput regressions.
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## Features
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- Runs the participant's `prepare` callback, then the
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`PREPARE TRANSACTION` SQL when the vote is `commit` AND the
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participant is a writer.
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- Skips the SQL for read-only voters — they participate in the vote
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only.
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- Refuses a read-only voter that returned `writeIntent: true` with
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`TWOPC_READ_ONLY_PARTICIPANT_CANNOT_WRITE`.
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- Honours an `AbortSignal` for the phase-1 deadline; aborted SQL is
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remapped to `TWOPC_TIMEOUT`.
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- Emits a `2pc.prepare` span around the whole call and records a
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`2pc.prepare_duration_ms` observation tagged with the outcome.
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- Failure cases preserve the underlying cause on the thrown
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`TwoPcError`.
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## Usage: Basic
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```ts
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import { preparePhaseOne } from "@suaveplan/api-2pc/phases";
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const outcome = await preparePhaseOne({
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hostInstanceId: "host-01",
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txId,
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participant,
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payload: { invoiceId: "inv-1" },
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instruments,
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signal: ac.signal,
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});
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if (outcome.vote === "abort") {
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// run rollback for every participant that voted commit
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}
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```
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## Usage: Advanced
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The coordinator runs this in a loop. Read-only voters interleave
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freely with writers — the outcome's `prepared` flag tells phase 2
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whether to send commit/rollback SQL:
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```ts
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import { preparePhaseOne } from "@suaveplan/api-2pc/phases";
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const outcomes: ParticipantPrepareOutcome[] = [];
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for (const p of registry.list()) {
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const o = await preparePhaseOne({
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hostInstanceId,
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txId,
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participant: p,
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payload: payloadFor(p),
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instruments,
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signal,
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});
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outcomes.push(o);
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if (o.vote === "abort") break; // short-circuit
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}
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// phase 2: commit only those with prepared === true
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const writers = outcomes.filter((o) => o.prepared);
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```
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## API Reference
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- `interface ParticipantPrepareOutcome` — `{ participantId, vote,
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prepared, gid }`.
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- `interface PreparePhaseInput` — `{ hostInstanceId, txId,
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participant, payload, instruments, signal }`.
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- `function preparePhaseOne(input): Promise<ParticipantPrepareOutcome>`
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- throws `TWOPC_PREPARE_FAILED` when the participant callback or
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SQL raises (signal not aborted),
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- throws `TWOPC_TIMEOUT` when the signal aborted around the SQL,
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- throws `TWOPC_READ_ONLY_PARTICIPANT_CANNOT_WRITE` when a read-only
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voter returned `writeIntent: true`.
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## Implementation Notes
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The SQL escape strategy is conservative: gids are built from the host
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instance id, transaction id, and participant id — all three are
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already validated at host config / id-generator / registry time — but
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the function still calls `.replace(/'/g, "''")` before interpolating
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into the `PREPARE TRANSACTION` statement. The runtime cost is zero on
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the happy path and the defence-in-depth is cheap. The coordinator
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never accepts user-supplied SQL fragments.
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The span is started before the prepare callback so the participant's
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own work shows up in the trace as a child of the `2pc.prepare` span if
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the participant opens its own spans against the same tracer. The
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`finally`-block `span.end()` guarantees the span is closed regardless
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of which branch fires.
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